SMALL COMPANY INITIAL PUBLIC OFFERINGS: NOVEMBER 1986

Offering First

after-

O-T-C Size Price market

sym. Company Business/product ($ mil.) bid Underwriter

ARS b Aristech Produces & mkts. 319.50 d 18 Shearson

17.75 d

Chemical polymer prods. Lehman

ACT c Atari Mfrs. micro- 51.75 11.50 11 1/4 Paine Webber

computer systs.

BHAG BHA Group Mfrs. & mkts. 4.20 7.00 7 1/8 Blunt Ellis

air-control

equip.

BINL Blinder Int'l Brokerage firm 6.00 1.50 1 1/2 Blinder

Enterprises holding co. Robinson

BSBC Branford SB Savings bank 7.78 10.00 10 1/4 Keefe Bruyette

BKRS Brokers Securities broker 2.25 5.00 5 Lowell Listrom

Securities

CLSIF CDC Life Health-care mgmt. 58.37 e 12.97 13 Goldman Sachs

Sciences

CFI b Cal Fed Income Invests in real 110.00 10.00 10 Paine Webber

Partners L.P. estate

CRC b Carolco Produces movies 32.40 9.00 8 5/8 Paine Webber

Pictures

CAFC Carolina First Bank holding co. 5.00 10.00 12 Robinson-

Humphrey

CLIC Clairson Int'l Mfrs. wire prods. 18.90 10.50 10 1/2 Robinson-

Humphrey

CCE b Coca-Cola Bottling 1,001.39 f 16.50 16 1/2 Allen & Co.

Enterprises operation

CMA b Commonwealth Mortgage banking 130.00 10.00 10 Kidder Peabody

Mortgage L.P.

CONT Continental Provides health- 13.50 6.75 6 7/8 Robertson

Medical care svcs. Colman

Systems

CTRNU Cortronic Mkts. blood-pres- 4.40 g 8.00 8 Muller & Co.

sure monitors

CRITA Criterion Group Investment mgmt. 28.80 18.00 18 Goldman Sachs

holding co.

CYTRU Cytrx Pharmac. R&D 12.00 h 6.00 6 D. H. Blair

DXYN Dixie Yarns Mfrs. yarns 32.40 18.00 18 Lazard Freres

EACO EA Engineering, Provides environ. 10.00 10.00 10 1/2 Legg Mason

Science, svcs.

& Tech

EDGC Edgcomb Operates metals 12.60 6.00 5 7/8 Drexel Burnham

svc. ctrs.

ECTL Elcotel Designs & mkts. 6.00 6.00 6 F. N. Wolf

pay telephones

EOA c Empire of Savings bank 52.00 5.63 5 5/8 Kidder Peabody

America

FSB

EPTO Epitope Dvlps. health 3.60 6.00 6 Paulson

prods. Investment

FSVPU FIND/SVP Dvlps. & mkts. 3.78 i 7.00 12 1/2 Stuart-James

information

svcs.

FMLY Family Savings bank 20.38 8.75 8 3/4 Paine Webber

Mutual SB

FARR Farragut Mortgage banking 6.00 6.00 6 Ladenburg

Mortgage Thalmann

FFPC First Federal Savings & loan 8.32 7.25 7 1/4 Williams

S&L-Panama Securities

City

FRSH Fresh Juice Mkts. frozen 2.97 5.50 6 1/4 Marketfield

orange juice Securities

GAIN Gainsco Insurance 8.75 7.00 6 3/4 Smith Barney

FUEL Griffith Heating-oil 3.60 6.00 5 7/8 Johnston Lemon

Consumers distr.

HDRP HDR Power Dvlps. & mfrs. 4.54 8.25 8 1/4 Ohio Co.

Systems power systs.

HIII Harman Int'l Mfrs. audio 34.57 15.00 14 3/4 Goldman Sachs

Industries systs.

HTLD Heartland Trucking svc. 15.00 10.00 10 Paine Webber

Express

HMSB Home SB Savings bank 123.08 10.75 10 3/4 Merrill Lynch

HFIN Horizon Savings & loan 7.60 7.00 7 Prescott Ball

Financial

Services

HUFK Huffman Koos Retails 18.00 10.00 10 Shearson

furniture Lehman

INSP InSpeech Speech therapy 37.40 17.00 17 1/2 Smith Barney

ITSCU Industrial Training progs. 2.15 j 5.38 5 3/8 Janney

Training Montgomery

a Information Software design & 0.50 5.00 5 1/8 Wachtel & Co.

Analysis programming

IINC Initials + Retails gifts 5.01 7.00 7 1/4 McKinley

Allsopp

a Iron Works Owns & operates 0.78 1.30 1 1/2 Heiner & Stock

Development fitness ctrs.

IRWN Irwin Magnetic Designs, mfrs., 16.52 8.00 8 Drexel

Systems & mkts. Burnham

microcomputer

cartridges

JAMYU J.A.M. Training programs 3.00 g 1.50 1 5/8 Thomas James

JTV c Jones Buys & operates 46.40 16.00 15 3/4 Dean Witter

Intercable cable-TV systs.

Investors,

L.P.

KBA b Kleinwort Closed-end 55.00 10.00 9 7/8 Kidder Peabody

Benson investment

Australian mgmt. co.

income

Fund

LBFC Landmark Bank holding Co. 7.50 12.00 11 3/4 Moseley

Financial Securities

MFM b MFS Municipal Closed-end 310.00 10.00 10 Wheat First

Income Trust investment

mgmt. co.

MRCH Merchants Group Regional insur- 8.93 10.50 10 1/2 Merrill Lynch

ance holding co.

MMCT Metro Mobile Owns & operates 41.73 12.50 13 1/2 Donaldson

CTS telephone systs. Lufkin

MILW Milwaukee Property & 10.50 10.50 10 1/2 Prescott Ball

Insurance casualty

Group reinsurance

SIX b Motel 6, L.P. Owns & operates 81.00 13.50 13 1/2 Drexel Burnham

motels

NHES Nat'l Health Dvlps. & licenses 3.50 5.00 5 First

Enhancement health progs. Affiliated

Systems

NVIS National Video Operates video 5.00 5.00 5 Morgan

stores Olmstead

NSSB Norwich Savings bank 36.24 10.50 10 1/2 Merrill Lynch

Savings

Society

OBCC Olympic Radio & TV 4.50 6.00 6 Drexel Burnham

Broadcasting broadcasting

PCSI PCS Processes drug 27.00 13.50 13 3/4 Morgan Stanley

claims

PHPH PHP Healthcare Provides health- 4.50 6.00 6 Stifel

care svcs. Nicolaus

CHX b Pilgrim's Pride Produces chicken 46.00 11.50 11 3/4 Donaldson

prods. Lufkin

ASE c Precision Produces 7.75 7.75 7 5/8 Dean Witter

Aerotech aerospace

equip.

RMCI Right Consulting svcs. 4.62 5.50 5 3/4 Advest

Management

Consultants

RMKE c Robert-Mark Real estate co. 2.81 j 6.25 6 Janney

Montgomery

RVT b Royce Value Closed-end 100.00 10.00 10 Lazard Freres

Trust investment

mgmt. co.

SATLU Satellite Conducts 2.50 k 10.00 10 Haas

Auction auctions Securities

Network

SAZZ Saztec Int'l Provides computer 3.13 6.25 6 Steinberg &

database svcs. Lyman

SCOT Scott & Bank holding co. 6.52 12.75 12 3/4 Scott &

Stringfel- Stringfellow

low Financial

SFBM Security Savings & loan 9.14 8.00 8 1/4 D. A. Davidson

Federal

Savings

SPBD Springboard Dvlps. software 6.00 6.00 6 1/2 Commerce

Software Capital

SPAIB Strategic Mgmt. consulting 10.35 11.50 11 1/2 Dillon Read

Planning

STRB Strober Building 12.00 12.00 12 Oppenheimer

Organization supplies

UNM b UNUM Holding co. 561.48 25.50 28 Goldman Sachs

USRE US Facilities Insurance holding 26.00 10.00 9 3/4 Prudential-

Bache

VSR c Versar Provides 8.78 9.75 9 5/8 Tucker Anthony

environ.

svcs.

VSTR Vestar Dvlps. drug 10.63 8.50 9 Alex. Brown

delivery

systs.

WSFS Wilmington Savings bank 33.31 10.38 10 3/8 Shearson

Savings Lehman

Fund Society

a no symbol;

b trading on NYSE;

c trading on AMEX;

d concurrently, an additional 4.5 million shares were offered overseas;

e an additional 4.5 million shares were offered in Canada;

f concurrently, and additional 10.71 million shares were offered overseas;

g units of 4 common + 1 warrant;

h units of 3 common + 3 warrants;

i units of 100 common + 25 warrants;

j units of 1 common + 1 warrant;

k units of 2 common + 1 warrant;

Initial public offerings sold at $1 or less not included. Issues without underwriters not included First aftermarket bid is approximate.

Offering data source: GOING PUBLIC: The IPO Reporter, a publication of The Dealer's Digest Inc., 150 Broadway, New York NY 10038.