SMALL COMPANY INITIAL PUBLIC OFFERINGS: MAY 1987
Offering First
after-
O-T-C Size Price market
sym. Company Business/product ($ mil.) bid Underwriter
SODA A & W Brands Mfrs., mkts., & 37.40 11.00 10 7/8 First Boston
distr. soft-drink
concentrates
ALS a Allegheny Mfrs. steel 129.13 25.00 c 27 1/2 Goldman Sachs
Ludlum
AMMT American Assembles 3.35 5.00 5 Buchanan
Medical medical-
Technology procedure packs
ASCRU American Dvlps. & distr. 3.00 3.00 d 3 Mostel & Taylor
Screen motion pictures
VOX b Audiovox Mkts. & 40.40 16.00 15 3/8 Donaldson
distr. auto Lufkin
accessories
BMCC Bando Small-business 4.78 6.38 6 3/8 Milwaukee Co.
McGlocklin investment co.
Capital
BAYCU Bay Area Provides home 3.75 7.50 e 8 1/2 Reich & Co.
Recovery health svcs.
Centers
BNP b Boddie-Noell Owns restaurants 31.20 12.00 11 3/4 Alex. Brown
Restaurant
Properties
BOYS Boys Markets Operates 14.35 10.25 10 Merrill Lynch
supermarkets
BDGT Budget Rent Car and truck 35.00 14.00 f 14 First Boston
A Car rental
CNBKA Century Bank holding co. 11.40 7.13 7 Moseley
Bancorp Securities
CPX a Cineplex Odeon Operates motion- 25.92 14.81 14 Merrill Lynch
picture theaters
CSOLU Convergent Dvlps. & mkts. 3.50 2.00 d 5 3/4 Fitzgerald
Solutions computer DeArman
software
CXIM Criticare Mfrs. patient- 7.35 5.25 5 3/4 Steinberg &
Systems monitoring systs. Lyman
CMBK Cumberland Savings bank 20.64 10.25 10 1/4 Drexel Burnham
Federal
Savings Bank
DTCI Data R&D & mkts. 22.33 11 12 Hambrecht &
Technology storage Quist
controllers
DMIC Digital Designs, mfrs., & 27.75 15 15 3/4 Goldman Sachs
Microwave mkts. comm.
prods.
TOOL Easco Hand Mfrs. mechanic & 35.75 11 g 10 1/2 Paine Webber
Tools auto tools
ENVI Envirosafe Hazardous-waste 20.25 15.00 15 Robinson-
Services mgmt. Humphrey
FFP b FFP Partners Acquires gas 24.00 12.00 12 Donaldson
L.P. outlets & Lufkin
convenience
stores
FBNC First Bancorp Bank holding co. 7.10 17.75 17 3/4 Interstate
Securities
MTCL First National Savings bank 3.05 21.75 21 3/4 Ryan Beck
Bank
GPAK Graphic Produces & sells 12.08 10.50 10 3/4 William Blair
Packaging flexible
packaging
HCCC HealthCare Provides health- 13.20 11 11.5 Montgomery
COMPARE care mgmt. svcs. Securities
HIRSU High Dvlps. comm. 3.00 6.00 h 6 D. H. Blair
Resolution technologies
Sciences
HHC a Horizon Operates health- 21.60 8.00 8 Thomson
Healthcare care facilities McKinnon
JAYJ Jay Jacobs Owns retail 18.00 12.00 11 5/8 Alex. Brown
specialty stores
JETS Jetborne Aviation support 3.75 3.75 4 Werbel-Roth
International svcs.
KMAG Komag Dvlps., mfrs., & 37.62 12.00 12 3/4 Robertson
mkts. thin-film Colman
disks
LMG b Lawson Mardon Produces flexible 50.84 11.91 i 11 3/8 Merrill Lynch
Group packaging
LTIZ Liposome Produces 21.00 12.00 12 Montgomery
Technology liposomes for Securities
pharm.
applications
MGI a MFS Government Closed-end mgmt. 850.00 10.00 10 Wheat First
Markets investment co.
Income Trust
MF a Malaysia Fund Closed-end mgmt. 84.00 12.00 12 Merrill Lynch
investment co.
MTCIU Management Dvlps. & mkts. 4.20 6.00 h 6 D. H. Blair
Technologies bank software
MIKL Michael Foods Produces, 32.00 16.00 16 1/2 William Blair
processes, &
distr. food
prods.
MNPI Microcom Mkts. & svcs. 17.00 17.00 17 1/4 Salomon
data-comm. Brothers
prods.
MGC a Morgan Closed-end mgmt. 50.00 10.00 9 3/4 Wedbush Nobel
Grenfell investment co.
SMALLCap
Fund
NIAM National Owns & operates 5.23 5.50 5 1/4 First United
Imaging tomography Securities
scanning systs.
NELL Nellcor Mfrs. medical 38.40 16.00 16 3/4 Goldman Sachs
monitoring equip.
NJST New Jersey Owns & operates 36.90 20.50 20 1/2 Paine Webber
Steel steel mill
ONPR One Price Operates women's 15.00 15.00 16 3/4 Alex. Brown
Clothing clothing stores
Stores
OSBN Osborn Operates radio & 8.00 8.00 8 E. F. Hutton
Communi- TV stations
cations
PSBX Peoples Savings bank 7.65 11.00 11 Oppenheimer
Savings
Bank FSB
PYE Progressive Closed-end mgmt. 50.00 10.00 10 Edward D. Jones
Income investment co.
Equity
RARB Raritan Bank holding co. 2.35 10.00 10 Ryan Beck
Bancorp
RTP a Reich & Investment mgmt. 33.00 15.00 15 Lazard Freres
Tang L.P. svcs.
SAFM Sanderson Processes & mkts. 16.10 14.00 14 Smith Barney
Farms chicken and
other food prods.
SHE a Shearson Securities firm 476.00 34.00 34 Shearson Lehman
Lehman
Brothers
Holdings
LIPSU Showcase Packages, 3.00 5.00 j 5 D. H. Blair
Cosmetics distr., &
mkts. cosmetics
SGDN Surgidyne Designs, 2.25 2.00 2 3/8 Westonka
dvlps., & Investments
mkts. surgical
prods.
TOPP Topps, The Produces 22.10 13.00 13 Goldman Sachs
bubble gum &
collectible cards
TIF a Tiffany & Co. Retails jewelry 80.50 23.00 k 23 Shearson Lehman
TONS Tons of Toys Operates toy 5.20 4.00 4 McKinley
supermarkets Allsopp
WBNC Washington Bank holding co. 6.25 10.50 10 1/2 Ryan Beck
Bancorp
WFSB Washington Savings bank 1.76 10.00 10 Merrill Lynch
Federal
Savings
Bank
WHOO Waterhouse Brokerage svc. 7 7.00 7 3/4 McKinley
Investor holding co. Allsopp
Services
a trading on NYSE;
b trading on AMEX;
c additional 1.1 million shares were offered overseas;
d units of 1 common + 1 warrant;
e units of 5 common + 2 warrants;
f additional 700,000 shares were offered overseas;
g additional 1.25 million shares were offered overseas;
h units 2 common + 1 warrant;
i additional 6.03 million shares were offered in Canada and 5.01 million shares were offered overseas;
j units of 4 common + 4 warrants;
k additional 1 million shares were offered overseas.
Initial public offerings sold at $1 or less not included; issues without underwriters not included. First aftermarket bid is approximate.
Offering data source: GOING PUBLIC: THE IPO Reporter, a publication of The Dealer's Digest Inc., 150 Broadway, New York, NY 10038.
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